1 Pronouns as variables

1.1 Basic uses of pronouns

  1. Deictic use:
    Did you see it?
  2. Discourse anaphoric use:
    There’s a building around the corner. The Department of Linguistics is in it.
  3. Bound variable use:
    No building here has a flag in front of it.
  • The deictic and discourse anaphoric uses are similar in that the pronoun has a unique referent.
  • As we will see, some theories treat the discourse anaphoric use in the same way as the bound variable use, and potentially the deictic use as well.

To make the matter more complicated, there are other uses of pronouns besides the above three (see below).

Ideally, we want to have a uniform and coherent picture for all uses of pronouns, but this turns out to be a quite tricky task, as we will see.

1.2 Pronouns as variables

  • It’s obvious that pronouns don’t have lexically fixed referents.
  • Even in one and the same context, the same pronoun can have different denotations.

The building has a flag in front of it that has a man’s face on it.

Received wisdom: pronouns are variables (Montague 1973; Heim and Kratzer 1998; Büring 2005).

  • Their denotations are assignment-sensitive.
  • Assignments are functions from variables to individuals.
  • For now, we assume assignments are total functions.

E.g., in the Heim & Kratzer system, variables are distinguished from each other via indices (ignoring gender and number):

  1. \([\![\textsf{it}_i]\!]^g = g(i)\)
  2. \([\![\textsf{it}_i]\!] = \lambda g. g(i)\)
  • Bound variable use via Predicate Abstraction.
  • Deictic use via pragmatics of assignments.
    • Sentence meaning is a function from assignments to truth-values.
    • In order to evaluate a sentence against speech context, one needs to identify an assignment (or assignments) that is ‘intended.’
    • This part is mostly implicit in Heim and Kratzer (1998).
  1. \([\![ [\textrm{Every building}]\ 5\ [t_5 \textrm{ has a flag in front of it}_5] ]\!]\)
    \(= \lambda g.\ [\![\textrm{every building}]\!](g)(\lambda x. [\![t_5 \textrm{ has a flag in front of it}_5]\!](g[5\mapsto x]))\)
    \(= \lambda g.\) every building \(x\) is such that \(x\) has a flag in front of \(x\)
  2. \([\![\textrm{It}_3\textrm{ is beautiful}]\!] = \lambda g. g(3) \textrm{ is beautiful}\)

The discourse anaphoric use is often left undiscussed in textbooks like Heim and Kratzer (1998). One might think that the above pragmatics of assignment functions could be extended to it, but in order to do so, we will be explicit about pronouns’ discourse antecedent. Dynamic semantics is a formally explicit theory of discourse anaphora.

Sidenote: Variable-free semantics (Jacobson 1999, 2000, 2002) treats pronouns as functions of type \(\langle e,e\rangle\), but its core ideas are not so different from the variable-ful theory.

1.3 Further uses of pronouons

There are some remaining issues for the pronouns-as-variables analysis, as has been discussed extensively throughout the history of formal semantics (Geach 1962; Partee 1970; Evans 1977a, 1977b, 1980; Heim 1990; Neale 1990; Krifka 1996; Heim and Kratzer 1998; Jacobson 1999, 2000, 2002; Büring 2005; Elbourne 2005; Brasoveanu 2007, among many others; See Nouwen 2020 for an overview).

We’ll come back to these issues later (hopefully).

1.3.1 Paycheck pronouns

  1. The man who gave his paycheck to his wife was wiser than the man who gave it to his mistress. (Karttunen 1969)

  2. Every wise man gave his paycheck to his wife. Every stupid man gave it to his mistress.

1.3.2 Quantificational subordination and plurality

Most of the students that attended my seminar wrote a paper for it.

  1. And they submitted it to Linguistics and Philosophy.
  2. #It is now under review for publication in Linguistics and Philosophy.
  3. They are now under review for publication in Linguistics and Philosophy.

2 Discourse referents

It’s a truism that truth-conditional meaning does not exhaust everything there is to meaning in natural language.

For one, we have pragmatic inferences:

In addition, ample evidence has been raised that anaphoric meaning constitutes a separate dimension of meaning from truth-conditional meaning.

2.1 Inter-sentential anaphora

Expressions with contextually equivalent truth-conditional meaning can have different anaphoric properties (Kamp 1981; Heim 1982).

  1. Paul has a partner. She is a doctor.
  2. Paul is married. ??She is a doctor.
  1. I lost one of my earbuds. Maybe someone stole it.
  2. I can only find one of my earbuds. ??Maybe someone stole it.
  • These examples suggest that the presence of an appropriate antecedent is necessary for discourse anaphora.
  • Or in other words, only certain expressions can antecede pronominal anaphora later on, and furthermore, their anaphoric potentials are not determined by truth-conditional meaning per se.

To formalise this idea, Karttunen (1976) introduced the idea of discourse referents.

  • Expressions like indefinites introduce discourse referents.
  • Resolution of pronominal anaphora requires a discourse referent.

Discourse referents are often formalised in dynamic semantics (if there’s time we’ll talk about other ways of thinking about them).

2.2 Donkey anaphora

A related issue is donkey anaphora.

In static semantics, the following example can be accounted for by ‘inverse linking’:

A farmer who owned a donkey vaccinated it.

[a donkey] \(7\) [[a farmer who owned \(t_7\)] [ vaccinated it\(_7\) ]]_{}) iff \(g = g'\) and \([\![\tau_1 ]\!]^g_{\mathcal{M}} = [\![\tau_2 ]\!]^g_{\mathcal{M}}\) c. \((g, g')\in [\![\Pi\tau_1\cdots \tau_n]\!]_{\mathcal{M}}\) iff \(g = g'\) and \(([\![\tau_1]\!]^g_{\mathcal{M}}, \dots, [\![\tau_n]\!]^g_{\mathcal{M}})\in \mathcal{I}(\Pi)\) d. \((g, g')\in [\![\neg\phi]\!]_{\mathcal{M}}\) iff \(g = g'\) and there is no \(f\) such that \((g, f)\in [\![\phi]\!]_{\mathcal{M}}\) e. \((g, g')\in [\![(\phi\land\psi)]\!]_{\mathcal{M}}\) iff for some \(f\), \((g, f)\in [\![\phi]\!]_{\mathcal{M}}\) and \((f, g')\in [\![\psi]\!]_{\mathcal{M}}\) f. \((g, g')\in [\![(\phi\lor\psi)]\!]_{\mathcal{M}}\) iff \(g = g'\) and for some \(f\), \((g, f)\in [\![\phi]\!]_{\mathcal{M}}\) and/or \((g, f)\in [\![\psi]\!]_{\mathcal{M}}\) g. \((g, g')\in [\![(\phi\to\psi)]\!]_{\mathcal{M}}\) iff \(g = g'\) and for each \(f\) such that \((g, f)\in [\![\phi]\!]_{\mathcal{M}}\), there is \(f'\) such that \((f, f')\in [\![\psi]\!]_{\mathcal{M}}\) h. \((g, g')\in [\![\exists \xi[\phi] ]\!]_{\mathcal{M}}\) iff for some \(f\), \(g[\xi]f\) and \((f, g')\in [\![\phi]\!]_{\mathcal{M}}\) i. \((g, g')\in [\![\forall \xi[\phi] ]\!]_{\mathcal{M}}\) iff \(g = g'\) and for each \(f\) such that \(g[\xi]f\), there is \(f'\) such that \((f, f')\in [\![ \phi ]\!]_{\mathcal{M}}\)

The model parameter is often omitted.

2.2.1 Semantics of PL

  1. \(|\!|\tau_1=\tau_2|\!|^g_{\mathcal{M}} = 1\) iff \([\![\tau_1]\!]^g_{\mathcal{M}} = [\![\tau_1]\!]^g_{\mathcal{M}}\)
  2. \(|\!|\Pi\tau_1\cdots\tau_n|\!|^g_{\mathcal{M}} = 1\) iff \(([\![\tau_1]\!]^g_{\mathcal{M}}, \dots, [\![\tau_n]\!]^g_{\mathcal{M}})\in \mathcal{I}(\Pi)\)
  3. \(|\!|\neg\phi|\!|^g_{\mathcal{M}} = 1\) iff \(|\!|\phi|\!|^g_{\mathcal{M}} = 0\)
  4. \(|\!|(\phi\land\psi)|\!|^g_{\mathcal{M}} = 1\) iff \(|\!|\phi|\!|^g_{\mathcal{M}} = |\!|\psi|\!|^g_{\mathcal{M}} = 1\)
  5. \(|\!|(\phi\lor\psi)|\!|^g_{\mathcal{M}} = 1\) iff \(|\!|\phi|\!|^g_{\mathcal{M}} = 1\) and/or \(|\!|\psi|\!|^g_{\mathcal{M}} = 1\)
  6. \(|\!|(\phi\to\psi)|\!|^g_{\mathcal{M}} = 1\) iff \(|\!|\phi|\!|^g_{\mathcal{M}} = 0\) and/or \(|\!|\psi|\!|^g_{\mathcal{M}} = 1\)
  7. \(|\!|\exists \xi[\phi]|\!|^g_{\mathcal{M}} = 1\) iff for some \(e\in \mathcal{D}\), \(|\!|\phi|\!|^{g[\xi\mapsto e]}_{\mathcal{M}} = 1\)
  8. \(|\!|\forall \xi[\phi]|\!|^g_{\mathcal{M}} = 1\) iff for each \(e\in \mathcal{D}\), \(|\!|\phi|\!|^{g[\xi\mapsto e]}_{\mathcal{M}} = 1\)

2.3 Remarks

  • Truth in DPL: \(\phi\) is true with respect to assignment \(g\) if there is \(g'\) such that \(g[\![\phi]\!]g'\).
    • This existential quantification explains the existential import to indefinites.
    • Cf. Existential Closure (Heim 1982).
  • A test is a formula \(\phi\) that doesn’t change the input, i.e. there is no \(g'\) such that \(g\neq g'\) and \(g[\![\phi]\!]g'\).
  • A connectives is externally dynamic if it passes on the updates of its argument. Otherwise they are externally static.
    • \(\neg\) is externally static, because \(\neg\phi\) doesn’t inherit the updates that happen in \(\phi\).
    • \(\land\) is externally dynamic, because the output of \((\phi\land\psi)\) reflect the updates that happen in the two conjuncts.
    • \(\lor\) and \(\to\) are also externally static.
    • \(\exists\) is externally dynamic.
    • \(\forall\) is externally static.
  • A binary connective is said to be internally dynamic if it passes on the update of one of the arguments to the other.
    • \(\land\) is internally dynamic. The updates of the first conjunct carry over to the second.
    • \(\to\) is internally dynamic.
    • \(\lor\) is internally static.

Groenendijk and Stokhof (1991) discuss in detail why they chose the definitions they chose.

The behavior of externally static connectives is motivated by the following observations in English.

  1. There isn’t a cat. #It is black.
  2. Either there is a cat or there is no one. #It is black.
  3. If there is a cat, then I am happy. #It is black.
  4. A cat is sleeping. It is black.
  5. Everyone that owns a cat is happy. #It is black.

The internal dynamicity and stativity of the binary connectives are motivated analogously.

  1. There is a cat and it is black.
  2. #Either there is a cat or it is black.
  3. If there is a caat, then it is black.

It is important to notice that some of these connectives could be defined in other ways, while keeping the classical aspect of meaning, e.g.:

  1. \(g[\![(\phi\dot{\land}\psi)]\!]g'\) iff \(g = g'\) and for some \(f\) and \(f'\), \(g[\![(\phi\dot{\land}\psi)]\!]f\) and \(g[\![(\phi\dot{\land}\psi)]\!]f'\)
  2. \(g[\![(\phi\ddot{\land}\psi)]\!]g'\) iff for some \(f\), \(g[\![\psi]\!]f\) and \(f[\![\phi]\!]g'\)
  3. \(g[\![(\phi\dot{\lor}\psi)]\!]g'\) iff \(g[\![\psi]\!]g'\) and/or \(g[\![\phi]\!]g'\)
  4. \(g[\![(\phi\dot{\to}\psi)]\!]g'\) iff \(g[\![(\neg\phi \lor (\phi \land \psi))]\!]g'\)
  5. \(g[\![\dot{\forall}\xi[\phi]]\!]g'\) iff for each \(f\) and \(f'\) such that \(g[\xi]f\) and \(f[\![\phi]\!]f'\), \(f'[\![\psi]\!]g'\)

More on this point later.

2.4 Some logical facts

Notation: \(\phi\equiv \psi\) iff for each \(\mathcal{M}\), \([\![\phi]\!]_{\mathcal{M}} = [\![\psi]\!]_{\mathcal{M}}\)

(See Groenendijk and Stokhof (1991) for more discussion.)

2.4.1 Double negation

Unlike in PL, double negation cancellation is not valid in DPL, i.e., for some \(\phi\), \(\phi\not\equiv\neg\neg\phi\).

Because \(\neg\) makes a formula externally static, when \(\phi\) is not a test, i.e. it introduces a new discourse referent, then \(\phi\not\equiv\neg\neg\phi\). E.g. \(\exists x[Px] \not\equiv \neg\neg\exists x[Px]\).

In fact, whenever \(\phi\) is a test, \(\phi\equiv\neg\neg\phi\).

\(\neg\neg\) is sometimes abbreviated as \(!\) (Groenendijk and Stokhof 1991 call it \(\diamond\)), and called a closure operator (or assertion operator). \(!\phi\) is always a test.

2.4.2 Equivalences

Certain classical equivalences hold in DPL.

For any formulae \(\phi\) and \(\psi\):

  1. \((\phi\to\psi) \equiv \neg(\phi\land\neg\psi)\)
  2. \((\phi\lor\psi) \equiv \neg(\neg\phi\land\neg\psi)\)
  3. \(\forall\xi\phi \equiv \neg\exists \xi\neg \phi\)
  4. \((\phi\lor\psi) \equiv (\neg\phi \to \psi)\)
  5. \((\phi\to (\psi\to \chi)) \equiv ((\phi\land\psi)\to \chi)\)
  6. \(\neg\exists\xi\phi \equiv \forall\xi\neg \phi\)

But certain others don’t.

  • For instance, \(\exists x[Px] \not\equiv \exists y[Py]\), because they give rise to different anaphoric possibilities.

  • Similarly, the following pairs are not equivalent for some \(\phi\) and \(\psi\). This is due to the difference in external dynamicity.

  1. \((\phi\land \psi) \not\equiv \neg(\phi\to \neg\psi)\)
  2. \((\phi\land\psi) \not\equiv \neg(\neg\phi \lor \neg\psi)\)
  3. \((\phi\to\psi) \not\equiv (\neg\phi\lor\psi)\)
  4. \(\exists\xi\phi \not\equiv \neg\forall\xi\neg\phi\)
  • In DPL, \(\land\) is not commutative or idempotent (though associative). Thus, for some \(\phi\) and \(\psi\), we have the following non-equivalence (try to come up with an example of such \(\phi\) for b).
  1. \((\phi\land \psi) \not\equiv (\psi\land \phi)\)
  2. \(\phi\not\equiv(\phi\land \phi)\)

But DPL validates some new equivalences that do not hold in PL.

  1. \((\exists\xi[\phi] \land \psi) \equiv \exists\xi[\phi\land \psi]\)
  2. \((\exists\xi[\phi] \to \psi) \equiv \forall \xi [\phi\to \psi]\)
  • The first one accounts for inter-sentential anaphora.
  • The second one accounts for donkey anaphora.

\(g[\![(\exists\xi[\phi] \land \psi)]\!]g'\)
iff for some \(f\), \(g[\![\exists\xi[\phi]]\!]f\) and \(f[\![\psi]\!]g'\)
iff for some \(f\), for some \(f'\), \(g[\xi]f'\) and \(f'[\![\phi]\!]f\) and \(f[\![\psi]\!]g'\)
iff for some \(f'\), \(g[\xi]f'\) and for some \(f\), \(f'[\![\phi]\!]f\) and \(f[\![\psi]\!]g'\)
iff for some \(f'\), \(g[\xi]f'\) and \(f'[\![\phi\land\psi]\!]g'\)
iff \(f'[\![\exists \xi[\phi\land\psi] ]\!]g'\)

\(g[\![(\exists\xi[\phi] \to \psi)]\!]g'\)
iff \(g = g'\) and for each \(f\), if \(g[\![\exists\xi[\phi]]\!]f\), then there is \(f'\) such that \(f[\![\psi]\!]f'\)
iff \(g = g'\) and for each \(f\), if there is \(f''\) such that \(g[\xi]f''\) and \(f''[\![\phi]\!]f\), then there is \(f'\) such that \(f[\![\psi]\!]f'\)
iff \(g = g'\) and for each \(f\), for each \(f''\), if \(g[\xi]f''\) and \(f''[\![\phi]\!]f\), then there is \(f'\) such that \(f[\![\psi]\!]f'\)
iff \(g = g'\) and for each \(f\), for each \(f''\), if \(g[\xi]f''\), then if \(f''[\![\phi]\!]f\), then there is \(f'\) such that \(f[\![\psi]\!]f'\)
iff \(g = g'\) and for each \(f''\), if \(g[\xi]f''\), then for each \(f\), if \(f''[\![\phi]\!]f\), there is \(f'\) such that \(f[\![\psi]\!]f'\)
iff \(g = g'\) and for each \(f''\), if \(g[\xi]f''\), then \(f''[\![\phi \to \psi]\!]f\)
iff \(g[\![ \forall \xi [\phi \to \psi] ]\!]g'\)

Nonetheless, for every DPL formula, there is a truth-conditionally equivalent PL formula (Groenendijk and Stokhof 1991 for a proof).

2.5 Donkey anaphora

If a farmer owns a donkey, he beats it.

  1. \((\exists x\exists y[Fx \land Dy \land Oxy] \to Bxy)\)
  2. \(\forall x\forall y[(Fx\land Dy\land Oxy) \to Bxy]\)

Every farmer who owns a donkey beats it.

  1. \(\forall x[\exists y(Fx \land Dy \land Oxy) \to Bxy]\)
  2. \(\forall x\forall y[(Fx \land Dy \land Oxy) \to Bxy]\)

2.6 Disjunction

Externally dynamic disjunction (Groenendijk and Stokhof 1991; Stone 1992; Rothschild 2017).

Giorgos has a cat or he has a dog, and he will bring it to the restaurant.

This could be accounted for by \(\dot{\lor}\).

\(g[\![(\phi\dot{\lor}\psi)]\!]g'\) iff \(g[\![\psi]\!]g'\) and/or \(g[\![\phi]\!]g'\)

Bathroom anaphora, originally due to Barbara Partee.

Either this house doesn’t have a bathroom or it’s in a funny place.

This is harder to account for. One would need externally dynamic negation, so we have double negation cancellation. In fact, such a version of negation might be necessary anyway.

It’s not true that John doesn’t have a car. It’s in the garage.

3 References

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