The history of Rio’s slums is a long story of industrial and
infrastructure development, high fertility rates and urbanization
that persistently led to the displacement of the urban poor. Segregation
initially took place in and along the urban periphery, reinforced
during the late 1920s by Rio’s first urban plan. The 1930s
and 1950s saw mass construction of cheap housing in the suburbs,
away from the city and its infrastructure. From the 1950s onwards,
the suburbs became so crowded that only swamps, mangrove areas,
steep hills and riverbanks were left for occupation. Lack of affordable
housing and of a suitable mass transportation system promotes the
further spread of favelas all over Rio and the eastern parts, in
particular. The 1960s saw massive slum clearance, notably for speculative
construction. By the 1970s, 13 per cent of the city population lived
in slums. The 1980s saw not much change other than the promotion
of self-construction and improvement that would hopefully lead to
regularization. Despite the development of a new municipal housing
policy during the 1990s, the magnitude and complexity of the issues
faced are so enormous that slum issues continue to increase, as
does the socio-spatial segregation of Rio’s poor.
Sub-normal settlements (aglomerado subnormal) are settlements with
the following characteristics:
Residential
settlement with more than 50 inhabitants.
Houses
of precarious materials or raw appearance due to lack of external
finishes.
Houses
built without legal permit on land owned by someone else or whose
status is unknown.
Houses
built in areas deprived of official street names and numbering,
lacking infrastructure and services.
Four types of slums are identified:
Favelas: these are highly consolidated residential selfconstruction
on invaded public and private land and without infrastructure. These
exist in large numbers
all over Rio.
Loteamentons:
these comprise illegal subdivisions of land not in compliance with
planning rules and infrastructure. They are considered irregular
if submitted for regularization by the planning authorities and
clandestine if they have not. They are located mainly in the eastern
part of Rio.
Invasoes:
these consist of irregular occupation of public or private land
still in the process of consolidation. They are frequently located
on riverbanks, swamps or hills or in residual public areas, such
as under viaducts and along roads throughout Rio.
Cortiços: these comprise social housing formed
by one or more buildings located on a single plot, or shared rooms
in a single building. The rooms are rented or sublet without contract.
The dwellers share bathrooms, kitchen and sometimes even electrical
appliances. Houses lack ventilation and lighting, they are frequently
overcrowded, and one room may house many people while accommodating
multiple uses. Services are deficient, and they are mainly located
in the city centre.
Throughout the city, different types of illegality are often mixed,
and it is difficult, in many cases, to recognizeboundaries. There
is no specific data on slum tenure. However, most slums are illegal,
leaving the inhabitants without secure tenure. In practice, however,
eviction is a low risk and a lively real-estate sector operates
within slums. There is no visible end to growth.
A number of significant slum programmes are currently operating.
The Programa Favela-Bairro follows the basic approach of urbanizing
favelas and, at the same time, promotes social programmes of health
and education. It does not cover the construction of housing units
– unless in cases of resettling – and it is focused
on the improvement of the social inclusion of neighbourhoods.
The recently launched Programa de Arrendamento Residencial (PAR)
reserved about US$1.1 billion for new dwellings in the metropolitan
regions of Brazil. It supports public and public–private partnerships.
Its key feature is the establishment of a 180-month rental contract,
with an acquisition option, without interest.
State governments also have programmes of housing finance and urbanization.
At the local government level, two types of private–public
partnership can be discerned:
Mobilization of municipal and community resources:
this encompasses local authority efforts to mobilize resources for
low-income housing, and the use of small individual savings channelled
through cooperatives and associations.
Special
funds: these are created by local authorities with resources
coming from (i) the municipal budget; (ii) urban instruments; (iii)
national and state funds; (iv) payments and refunds of housing loans;
and (v) mortgages given to housing projects.
Despite being innovative, programmes have been difficult to implement
given:
excessive
and time-consuming administrative requirements;
the
exclusion of many potential candidates;
lack
of banks at the municipal level to speed up the process of resource
mobilization; and
difficulties
for developers to use alternative technologies for sanitation, paving
and housing.
The Favela-Bairro programme perhaps constitutes a best practice
example in housing policy. Its innovative aspect is the introduction
of social projects within the urbanization programme. By promoting
articulation between several sectors of the municipal administration,
it has managed to go forward in the required procedures for land
ownership – one of the main demands of the populationliving
in subnormal settlements. The continuity of the programme will allow
the improvement of some managerial aspects and structures, consolidating
the key idea of integration between areas of social exclusion and
the formal boroughs of the city – a segregation that is characteristic
of the city at present.
This summary
has been extracted from:
UN-Habitat (2003) Global Report on Human Settlements 2003, The Challenge
of Slums, Earthscan, London; Part IV: 'Summary of City Case Studies',
pp195-228.