|CONSCIOUSNESS AND FREEDOM
by Uwe Meixner
-- The Determinism and Freedom Philosophy Website --
It is not hard to find the established doctrines of determinism and freedom in the English-speaking philosophical world pretty tiring. Part of the reason may be that they remain uncertain at best. More of us have this attitude to Compatibilism and Incompatibilism. We should have it too, it certainly seems to me, to such variants as Semi-Compatibilism -- determinism is consistent with responsibility but not with freedom. Prof. Meixner teaches at the University of Regensburg, and is the author of The Two Sides of Being: A Reassessment of Psycho-Physical Dualism. He certainly has untiring things to say of determinism and freedom. One of them is that there is a more fundamental connection between consciousness and freedom than British and American philosophy has supposed. Another, yet more untiring, is that consciousness would be out of place in a truly deterministic world. Still more bracing, there is religion at the end of the story. Maybe it can be naturalized. Something else is certain. Here is some strong reflection that has the resoluteness of the history of German philosophy.
1. Two Less Usual Questions Regarding Consciousness
What is the meaning of consciousness? Before offering some speculations regarding the
(full) meaning of consciousness, I propose to tackle a somewhat less ambitious
question: What is consciousness good for? More precisely: What is the advantage that a
conscious creature can draw from being conscious? That advantage surely must be part
of the meaning of consciousness.
It seems undeniable that there must be some good in being conscious to some
creature. For if there were no good in being conscious to any creature, why, then, does
consciousness exist? The assertion that nothing existing in nature exists in vain is
presumably a bit of an exaggeration. But it certainly seems hard to believe that
consciousness exists as the rather widespread phenomenon in nature that it is, and at the
same time has no positive function for any creature.
2. The Evolutionary Advantage of Being Conscious
It seems to me, on the contrary, that consciousness has at least one very robust positive
function for all conscious creatures: consciousness enables them – not always, but more
often than not – to survive long enough to contribute their genetic information to the
genetic constitution of the next generation of their species. There are no tooth- and
talonless cats around hunting mice. Why? Because tooth- and talonless cats could not
survive long enough to produce offspring. There are, likewise, no non-conscious cats
prowling over the lawn. Why? Because non-conscious cats could not survive long
enough to produce offspring.
Not every living creature needs consciousness for ensuring survival up to and
including successful propagation. A tree does not need consciousness for that. But
creatures that are constituted in such a way that they have the ability of wide-ranging
self-locomotion and that cannot survive in nature without employing that ability cannot
do without consciousness. They need consciousness for finding the food they feed on
and for dodging the deadly dangers their environment is replete with. Being conscious
is a necessary condition of their survival, and therefore consciousness has a positive
function for them and is a boon for them.
This seems obvious and uncontroversial. But, in fact, it is a bit surprising. For
would not a well-balanced intricate network of reactive dispositions, installed in the
brain of these creatures and answering in a differentiated life-preserving manner to a
huge number of incoming complexes of stimuli, serve the same purposes that
consciousness is said to serve? Many philosophers these days are only too happy to
answer “yes” to this question, adding that the findings of neurobiology more or less
conclusively show that the possibility envisaged in the question is in fact the case.
3. Is Consciousness an Activity of the Brain?
If neurobiology is right, then, it seems, we are left with a trilemma: either consciousness
does not exist, or exists and is just this: the activity, or part of the activity, of a well-
balanced intricate network of reactive dispositions installed in the brain, answering in a
differentiated life-preserving manner to a huge number of incoming complexes of
stimuli, or consciousness exists but is of no service to the conscious organism. As is
well-known, Daniel Dennett is happy to embrace either the first or the second horn of
this trilemma,1 whereas David Chalmers is often misunderstood – though not without
his own doing – as being content with its third horn.2
Though Descartes may have been wrong about many things, perhaps even about
his own existence as a res cogitans, he was dead right about one thing, which we can
also gather from his writings: that there is nothing more rationally certain than the
existence of consciousness. I cannot here defend this view if it be thought to stand in
need of defending. I hope, therefore, that everyone will agree that denying the existence
of consciousness is not a viable option. Consciousness exists, and not only in human
beings: it is rather common throughout the animal kingdom. To believe otherwise, to
restrict consciousness to human beings only, seems to me a rather uncharitable position.
Embracing the first horn of the trilemma – denying the existence of
consciousness – is out of the question. And there is nothing attractive to theory in
embracing the third horn: in accepting the existence of consciousness and holding at the
same time that it is of no service to conscious organisms. I have already addressed this
option and what can be held against it.
We, therefore, seem to be left with the second horn of the trilemma: the
identification of consciousness with the activity of a network of reactive dispositions in
the brain, in accordance with incoming stimuli, for the benefit of the organism.
But mind-body dualists will hold that consciousness – though associated, in a
manner not yet well understood, with cerebral activity, with the excercise of the
physical, electrochemical powers of a physical organ – is not identical with that activity
or with anything physical. But how can this be more than a statement of blind belief? If
neurobiology shows that a network of reactive dispositions, installed in the brain and
answering in a differentiated manner to incoming stimuli, serves the very same purposes
that consciousness is said to serve, must we not conclude that consciousness is simply
the activity, or part of the activity, of that dispositional network – given that both the
nonexistence and the epiphenomenality of consciousness are out of the question? The
mere appeal to intuitions – however fervently upheld – seems insufficient for
distinguishing non-epiphenomenally existing consciousness from brain activity.
But, for one thing, even if cerebral activity were the functional equivalent of
consciousness, cerebral activity might not be able to exist without consciousness –
consciousness being, nonetheless, different from it. This is a way of reconciling the
non-epiphenomenal existence of consciousness with mind-body dualism on the one
hand and the purported findings of neurobiology on the other. If nonphysical
consciousness were, on nomological grounds, a necessary condition of the cerebral
activity which is its functional equivalent, then it could hardly be said to be an
epiphenomenon in the sense that is ontologically negative and a reason for
The crucial question, however, is whether a certain network of reactive
dispositions in the brain that answers in a differentiated manner to incoming stimuli
does indeed serve the very same purposes that consciousness serves. In order to answer
this question negatively, we need not deny neurobiological findings, we merely need to
deny a certain interpretation of these findings. The findings of neurobiology point in the
direction of the following conclusion, though they are still far from having conclusively
For every conscious event A there is a brain event B such that everything that
causes A also causes B, and vice versa, and such that everything that is caused
by A is also caused by B, and vice versa.
The relationship between conscious events (events in consciousness) and certain brain
events that can be gathered from the preceding thesis is their causal equivalence. Thus
the findings of neurobiology point towards the causal equivalence of conscious events
and certain brain events, although, as I said, neurobiology is far from having established
even that much.
A certain network of reactive dispositions in the brain that answers in a
differentiated manner to incoming stimuli can therefore be said to be the causal
equivalent of consciousness. But we are not forced to conclude from this fact (if it is a
fact) that the dispositional network and consciousness serve exactly the same purposes,
that they are functional equivalents. I am aware that many thinkers identify functional
equivalence with causal equivalence, functional role with causal role; but this
identification is a mistake, because sometimes there is a functional difference, in a clear
sense, on top of a causal equivalence. And so it is in the case of conscious events and
the brain events that are their causal equivalents.
Every conscious event intrinsically signifies something to someone; in the
overwhelming majority of cases, conscious events usefully intrinsically signify
something to the subject of consciousness concerned, and hence function to the
advantage of that subject. In contrast, no brain event intrinsically signifies anything to
anyone. Therefore: although conscious events and certain brain events are – presumably
– causal equivalents, they are not functional equivalents.
In this perspective, it is quite clear that the trilemma adduced above is a false
one. We can fully accept the findings of neurobiology and retain our belief in the
existence of consciousness that is useful to conscious organisms, and nevertheless there
is no need for us to identify consciousness with some existing activity of the brain. In
order to see things this way, one merely needs to avoid interpreting scientific data in a
metaphysically biased way. These data accord some justification to the assertion that
consciousness and a certain type of brain activity are causally equivalent; they accord
no justification to the assertion that they are functionally equivalent.
4. Consciousness as Intrinsic Signification, and Indeterminism
The next questions that must concern us here are the following two: (1) How can the
invoked concept of intrinsic signification be elucidated? (2) What is the significance of
the fact that conscious events have functional roles that are different from the functional
roles of the brain events that are their causal equivalents?
Regarding question (1): An event is intrinsically significant if, and only if, by
and in itself it provides immediate information – that is, information which neither
involves causation nor translation – to exactly one of its own constituents. Thus a pain
event, for example, is intrinsically significant, since by and in itself it provides
immediate information to exactly one of its own constituents: to the subject of the pain.
Indeed, as I said, every conscious event – whether without an intentional object (as a
pain event) or with one (as an event of visual perception) – is an intrinsically significant
event, and it also seems to be true that every intrinsically significant event is a
There is a further question: What is the nature of the intrinsic addressee of the
immediate information provided by an intrinsically significant event? One candidate for
the holder of this role that comes to mind is the conscious organism with which the
intrinsically significant event is associated. But the organism is not a constituent of an
intrinsically significant event associated with it (though sometimes it is an intentional
object of such an event), and therefore it cannot be the intrinsic addressee of the
immediate information provided by that event. A headache that I have at some time – a
more than merely unpleasant sensation – is an intrinsically significant event that is
associated with this conscious organism, with my living body; but my body is not a
constituent of that event. The true intrinsic addressee of the immediate information that
my headache provides by and in itself to exactly one of its own constituents is not my
body or any part of it, not even my brain. I am myself that addressee.
My headache has a certain causal equivalent, an electrochemical event in my
brain. But the latter event is not intrinsically significant. If it were, it would have to have
an intrinsic addressee – one of its own constituents – to whom it provides immediate
information; but it has no such constituent. Therefore, the electrochemical event in my
brain, though a causal equivalent, is not a functional equivalent of my headache.
My headache is intrinsically significant to me; the corresponding
electrochemical event in my brain, though a causal equivalent of the former event, is not
intrinsically significant to me. What is the point of this extra function my headache has?
This brings us to the second question formulated above: the question of the significance
of the fact that conscious events have functional roles that are different from the
functional roles of the brain events that are their causal equivalents. What is the point of
their intrinsically signifying something to someone, while brain events do not
intrinsically signify anything to anyone?
Regarding question (2): One possible answer to this question is to say that there
simply is no point to the fact mentioned in it. But this is not a plausible answer. My
headache, indeed, may have its extra function uselessly, but this is certainly not true of
every pain event.
We get to the heart of the matter if we ask ourselves what would be the point of
there being intrinsically significant events – conscious events – if determinism were
true. By determinism I mean the doctrine that the laws of nature alone are sufficient to
determine the entire history of the world if a complete initial segment of that history is
Under determinism, information – immediate or not – cannot be action-relevant
to anyone, for the simple reason that under determinism there cannot be any actions,
where by an action I mean the exclusion by an agent at a certain time t of at least one
nomologically possible continuation of the history of the world after time t. Clearly, if
determinism were true, then no such excluding could be done at any time t, because,
under determinism, at every time t there is just one nomologically possible continuation
of the history of the world after time t (and that single nomologically possible
continuation cannot be excluded because it cannot but be the actual continuation of the
history of the world after time t).
Thus, if determinism were true, there would be no point in there being
intrinsically significant events, no point in there being events which provide immediate
information to exactly one of their own constituents. The existence of such events
would be utterly otiose – a fairly bad joke of nature. Why? Because intrinsically
significant events, conscious events, are evidently geared to providing information that,
usually, is maximally action-relevant to an agent – whereas under determinism there
could be no actions and only agents that cannot act. Unless nature has done a very large
thing – namely, the bringing forth of widespread consciousness – utterly in vain,
determinism must be false.
The function of intrinsic signification that a conscious event has, and that the
brain event which is its causal equivalent has not, is to give the agent, which is intrinsic
to the conscious event, in the most immediate manner possible information on which to
base its actions. That agent – for example, I – is in the service of a certain living
organism (which, in its turn, is in the service of the agent); it is nothing other than the
soul of that organism.
5. The Biological Soul Both as Subject of Consciousness and Agent
The soul of the organism is the subject of consciousness which is implicit in the
conscious events that are associated with the organism, the entity to which the
information provided by them is immediately and intrinsically addressed. Normally, the
information provided by conscious events fits more or less tightly the task of the soul
that is to use this information (i. e., that has evolved to use this information) in acting
for the survival and the well-being of the organism of which it is the soul. However, the
fit between conscious information and its (so to speak) evolution-intended use is much
less tight in the case of modern human souls – because their ancestors have managed to
secure, in the course of thousands of years, an environment that, normally, is rather
depleted of dangers for human beings and, on the other hand, full of easily accessible
resources for them. This historical matter of fact is responsible for the liberty (though
not by itself for the capacity) that modern human souls have to pursue interests which
can be broadly described as cultural. But certainly the generation of culture is, from the
evolutionary perspective, only a secondary field of consciousness – as is the generation
of pure (i. e., nonfunctional) joy, which plausibly can already be found at the subhuman
level4 – and a secondary task for the souls of organisms. The primary field of
consciousness and the primary task for the souls of organisms is survival.
infinite duration into the past if the history of the world is of infinite duration into the past.
6. Consciousness and Freedom
I have argued that consciousness would be out of place in a deterministic world, since
the use of consciousness is to help secure the survival of a living organism by providing
its soul, whose appearance in time is an outcome of the evolutionary process, in the
right manner with information of the right kind – information on which the soul can
base its actions. In a deterministic world there would be no actions, and while
consciousness in a deterministic world would still have its function of intrinsic
signification, its having that function whereas its cerebral causal equivalent is lacking it
would be a fact that, contrary to appearance, is without any significance and therefore a
fact that is utterly misleading from the metaphysical point of view. It is hard to believe
that nature might play such a trick on us (let alone God).
An action is, qua action, a free action in the sense that the initial segment of the
history of the world that is prior to it does not determine it (on the basis of the laws of
nature); otherwise, the nomologically possible continuations of the history of the world
that are excluded by it would already have been excluded by the initial segment of the
history of the world that is prior to it. Therefore: although some conscious events solicit
actions – for example, the pain that ensues upon touching a very hot object – no
conscious event determines an action. Hence it is a mistake to assume that actions are
(sufficiently) caused by conscious events. If one wants to say that actions are caused by
something, then one must say that they are caused by the agent, by the soul of the
organism. The information that a conscious event provides to that agent is, therefore,
nondeterminative; it leaves the ultimate decision what to do with it up to the agent (but
certainly the agent-soul is not always able to use the information provided to it
That every action is free in the sense just described does not yet mean that its
agent had a choice about it: that there was an alternative possible action open to the
agent at the time. But unless there is some inscrutable determination at work on top of
nomological determination, it follows that every action is such that its agent had a
choice about it.
The installation of an agent, acting in favor of and through its organism on the
basis of immediate nondeterminative information provided to it in conscious events of
which it is the subject, the installation of a soul on top of all the batteries of automatic
reaction mechanisms an organism possesses has proved to be a rather successful
invention of evolution. One decisive factor of that success is of course that most things
that are of vital importance to the organism are not effected by its agent-soul at all, but
precisely by the organism’s automatic mechanisms. The agent-soul is there for the less
common contingencies, and it is usually separated from most other things that vitally
concern the organism by not being provided in consciousness with immediate
information about them.
Within these limits, however, within the limits set by its state of information and
its range of choices (the extent of which range is directly proportional to the richness of
its state of information), the power of the agent-soul – especially of the human soul –
can be very great, even to the extent of transcending the interests of its organism. This is
strikingly illustrated by an old story which German pupils learning Latin in the 1960s
and 1970s could still read in their textbooks, but which, presumably, is too awfully
heroic for the taste of the present time. I am speaking about the story of Mucius
Scaevola. Mucius Scaevola, when captured in the attempt to assassinate King Porsenna
who was laying siege to Rome, held his right hand into the fire and allowed it to be
consumed by it, thereby dissuading Porsenna from further laying siege to Rome,
convincing him that it is full of hundreds of Mucius Scaevolas fearing neither death nor
pain in defending their nation.
Imagine the pain, imagine the soul that withstood it. The story is probably a
legend; but comparable things have really happened, as we all know.
7. The Insect-Objection
It is time to consider the serious objections that can be raised against the views on
consciousness I advocate in this paper.
One objection is this: Insects are conscious animals. They, for example,
experience colors. But at the same time they are automata that blindly follow the
programs that are activated in them in reaction to outward or inward stimuli. Hence the
proposed link between consciousness and freedom of action does not exist.
I respond that the objector is overly impressed by reports on insects that, if
encountering some objectively insignificant anomaly in the process of achieving their
preset goals, go through their preset rigid routines to achieve these goals an indefinite
number of times (as often as one makes them encounter the very same anomaly). These
reports are true, of course. But of course they do not show that the entire life of insects
consists in rigid routines and reflexes.
If this were the case, if an insect never ever had a choice about anything in any
situation of its life, then there would be no point in its being conscious. A set of non-
consciously operating mechanisms triggered by non-consciously received stimuli would
be quite enough to steer it for a while through the dangers to the resources of the part of
the world that is its environment. But while nature is sometimes prodigal, it usually is
not, and consciousness is too widespread a phenomen, even in the kingdom of insects,
to be a superfluous excrescence of evolution. This points us to the assumption that even
an insect sometimes has a choice , a small choice undoubtedly, and a small soul that
makes the choice, while being at the same time the subject of the insect’s small
There cannot be much deliberation going on when an insect makes a choice,
certainly. But, in the first place, the presence of deliberation is not a necessary condition
of making choices (since even we make choices – and rational ones – without
deliberation, and such choices are far too often the right choices as that they could be
the products of a mere chance generator); and in the second place, a rudimentary form
of deliberation – consisting simply in the naked presentation of alternative possibilities
– may well be present even when an insect (its soul) makes a choice. (Even insects seem
to be capable of perplexity and bewilderment; if they are indeed capable of these states,
rudimentary deliberation should also not be beyond them.)
What is indeed crucial for the making of choices is the presence of a unitary
subject of both consciousness and agency which has at least a rudimentary
consciousness of itself (and of its “realm” – the organism – within its environment: a
sense of being in the world). But it is sufficient for rudimentary self-consciousness if
there are, for example, pain events associated with the organism: there cannot be a pain
of any subject of consciousness (and every pain is a pain of some subject of
consciousness) without being in its consciousness its pain.
Should biology discover that insects are in fact in every situation and in every
respect deterministic automata, then we should reconsider the question whether they are
indeed conscious; then we should seriously draw into consideration the conclusion that
they are not conscious at all (even though they have sensory organs and nervous
systems that are remote analogs of ours). Why, for example, should an insect feel pain –
and hence have a subject of consciousness (which, properly speaking, feels the pain) – if
there is never ever a situation in which the insect – or more properly speaking the
insect’s agent-soul, which is identical to its subject of consciousness – can effectively
decide to do something or other about it? For avoiding that a particular damage to the
body becomes worse than it is, the insect does not need to feel pain, if it is always the
case – in any such situation of bodily damage – that there is at most one way of evasion
open to it; it does not need, then, a subject of consciousness which will act as it thinks
fit (perform an action in the above-defined sense) on the basis of pain-information and
other immediate information provided to it. Likewise, if an insect were a deterministic
automaton, why should an insect feel fear or desire or pleasure? There is no point at all,
then, to its having these emotions – or to its being in any other conscious state.
If an animal is in every situation of its life an automaton that reacts in a
deterministic manner to the given combination of inner and outer conditions, then there
is no evolutionary advantage whatever in the installation of the consciousness-agency-
apparatus, having at its center the agent-soul. It is, admittedly, not a logical
impossibility that a deterministic automaton is conscious, and it may so have happened
that some conscious living beings are deterministic automata. After all, evolution has
sometimes produced rather freakish beings. But it is highly unlikely, in view of the
considerations that I have offered, that a creature is a deterministic automaton if it is in
8. The Physics-Teaches-Us-Objection
Here is another objection to the views on consciousness I advocate in this paper. How
could they be true? Doesn’t physics teach us (1) that the physical conservation laws are
true, and (2) that determinism is as good as true (to a very high degree of
approximation) in the mesocosmos where conscious beings live, and (3) that every
physical event has a physical event as its sufficient cause, if it has any sufficient cause
I respond as follows: Since the agent-soul serves its organism by selecting, in the
light of immediate informations provided to it in consciousness, from among
nomologically possible continuations of the past history of the world (i. e., from
continuations Y such that in the past + Y all the regularities which are the actual laws of
nature are preserved), the physical conservation laws are not violated by the activities of
the consciousness-agency-apparatus. This takes care of (1).
Concerning (3), which is a principle of physical causal closure and can well be
called simpliciter “the Principle of Physical Causal Closure,” I would like to point out
that it is not something that physics teaches us or could teach us. Rather, it is one of the
dogmas of physicalistic metaphysics. Curiously, it is advanced by physicalists as a
strong argument in favor of their position. But the correctness of that position was not in
question for the physicalists all along; what they are really doing in advancing the
Principle of Physical Causal Closure is merely to assert a fairly obvious logical
consequence of their own world view – a world view that is quite indefeasible and non-
negotiable for them.
The metaphysical nature of the Principle of Physical Causal Closure emerges
rather strikingly when we consider that the majority of physicists presently believes that
some physical events have no sufficient physical cause, the reason for this being
ultimately that they have not found any plausible sufficient physical causes for these
events even after the most diligent search. Suppose now that it is really true that some
physical events do not have any sufficient physical cause. Then – leaving agnosticism
aside – we have a metaphysical choice:
(a) We can assume that all of these physical events that have no sufficient physical
cause have no sufficient cause at all, or
(b) we can assume that all of these physical events that have no sufficient physical
cause have – each of them – a nonphysical sufficient cause (where I leave it open
whether “nonphysical” means as much as “entirely nonphysical” or as much as “not
entirely physical”), or
(c) we can assume that some of these physical events that have no sufficient
physical cause have a nonphysical sufficient cause, and that some of them have no
sufficient cause at all.
There is no – I repeat no – evidence from physics for either (a) or (b) or (c); physics, as
the science of physical entities, is entirely neutral between them. The question whether
we should adopt (a), or (b), or (c) is a purely metaphysical question, a question strictly
“following upon” physics, and no less so if the question is considered and answered by
physicists. If we adopt (a), then we can stick to the Principle of Physical Causal
Closure, but must deny the Principle of Sufficient Cause, which says that every event
has a sufficient cause. If we adopt (b), then we can stick to the Principle of Sufficient
Cause, but must deny the Principle of Physical Causal Closure. If we adopt (c), then we
must deny both the Principle of Physical Causal Closure and the Principle of Sufficient
Cause. Leaving agnosticism aside, what, in reason, should we do?
Choosing (c), and therefore the denial of both the Principle of Physical Causal
Closure and the Principle of Sufficient Cause, is certainly the rationally least attractive
metaphysical option. But there is nothing that makes the choice of (a) rationally
preferable to the choice of (b); for the Principle of Sufficient Cause, which can be
retained if (b) is chosen, is at least as metaphysically attractive as the Principle of
Physical Causal Closure, which can be retained if (a) is chosen.
So why should mind-body dualists be impressed if physicalists advance the
Principle of Physical Causal Closure against them, claiming for it the authority of
physics? It does not in fact fall under that authority, and, from the metaphysical point of
view, we are certainly not unreasonable if we consider it false.
I have now taken care of (1) and (3) of the above three objections against the
views on consciousness I advocate, which objections, taken together, one might term
the “but-physics-teaches-us-objection.” There yet remains objection no. (2).
Though physicalists are unwilling to deny what the majority of modern
physicists believe in: that indeterminism is prevalent in the microworld, physicalists –
for understandable reasons – nevertheless maintain that in the mesocosmos determinism
rules. They do admit that its rule in the mesocosmos is not guaranteed to be absolute
and exceptionless, as was believed in the 19th century; but for all practical purposes,
physicalists maintain, the rule of determinism in the mesocosmos can be assumed to be
absolute and exceptionless.
But this is an assumption of physicalism, it is not something that physics teaches
us. If it seems to me that I just now freely lifted my right hand, upon deciding to do so,
then physics does certainly not teach that this event is, except for a tiny margin of
contrary probability, necessitated on the basis of the laws of nature by the complete
initial segment of the history of the world that is previous to it. How could physics teach
any such thing?
Nor does physics teach another consequence of mesocosmic determinism,
namely, that at any point in time before life evolved on this planet the entire history of
the human species, which is replete with terrible crimes, was already a more or less
inescapable consequence. All compatibilist attempts to reconcile freedom and
determinism seem to me just so many attempts to obfuscate the horrible absurdity of
such a view of human history.
But physics is entirely innocent of such ideas. The reason for this is simple: it is
not a claim of the science of physics that the laws of nature discovered by it are in
principle sufficient for explaining everything that happens in the world on the basis of
initial conditions. The completeness of physics (in the sense exhibited in the preceding
sentence) is not a claim of physics, but a claim of physicalistic metaphysics about
physics. As such, the completeness of physics is a matter of nonscientific, philosophical
Since physics leaves me a choice, I, as metaphysician, rather choose to believe
something else; namely, that also in the mesocosmos determinism is false and not even
approximately true. Believing this is all the easier for me in view of the fact that such
belief opens up the possibility of giving a satisfactory account of the positive function
of consciousness, of what consciousness – consciousness that is not reduced to
something it is not – is good for in an evolutionary perspective. In a nutshell:
consciousness is advantageous from an evolutionary point of view, in the manner I have
described; but it can be so only if determinism in the mesocosmos is not even
9. The Transcendental Objection to Physicalism
One may well wonder what makes the metaphysical positions of determinism and
physical causal closure so attractive to so many. The explanation I am going to suggest
for this phenomenon of the history of ideas will bring me to the issue of the meaning of
consciousness, regarding which I promised to offer some speculations at the beginning
of this paper.
Physics is a theoretical system that arises out of human consciousness as an
attempt – a rather successful one – to make systematic sense of our experiences of the
physical world. As such, physics is an interpretation of a region of intentional
consciousness, a region shared by the consciousnesses of many. But it so happens in the
minds of not a few people that they lose sight of the soil out of which the tree of physics
has grown; perhaps they are blinded by its spectacular growth and by the many good, or
at least impressive, fruits that it has, in growing, brought forth. For these people, the
total intentional object of the region of intentional consciousness that physics is
concerned with, the physical world, turns into something that is metaphysically absolute
– shown, they believe, to be such by physics itself. The physical world is thought by
them to be everything, and in consequence physics becomes contaminated in their
minds by a massive incursion of metaphysics. Determinism and the Principle of
Physical Causal Closure (or some stronger principle than this) are assumed without
much hesitation, since they are thought to arise out of physics itself and to be required
for its very well-being – principles which, if believed in, make it impossible to
understand what physics really is, and also what consciousness really is, as is amply
illustrated by the modern philosophy of mind.
The epistemological pathology just described – which lies at the heart of
physicalistic naturalism – was pointed out, in effect, as early as Kant’s Critique of Pure
Reason and as late as Husserl’s The Crisis of European Sciences and Transcendental
Phenomenology, and by many other authors, who were inspired by the tradition of
German Transcendental Philosophy. Analytic Philosophers whose native tongue is
English have largely ignored this tradition, one of the many reasons for this being that
they dislike the epistemological idealism that is more or less explicitly advocated by all
Transcendental Philosophers. But one does not have to become an epistemological
idealist in order to accept the epistemological criticism of physicalistic naturalism that is
implicit in Transcendental Philosophy.
Deplorably, the rich notion of consciousness that goes with Transcendental
Philosophy (including Transcendental Phenomenology) and the earlier idealistic
philosophy – Berkeley’s and Hume’s idealism foremost – is all but forgotten in the
Analytic Philosophy of mind that is prevalent today in the English-speaking world. It is
a much needed corrective for this type of philosophy to take cognizance of the fact that
there is a notion of consciousness in the history of philosophy according to which some
philosophers – e. g., Berkeley, Hume, Kant, Husserl – have believed that consciousness
contains (as a construction remaining entirely within its bounds) the entire (knowable)
world.5 To this rich notion of consciousness6 I, too, would like to pledge my allegiance
– though I am not an idealist. I am, of course, not supposing that the same richness of
consciousness can be found at every level of evolutionary development. But I would
indeed maintain that certain aspects of consciousness extend all the way down in the
ladder of conscious life: the presence (in conscious events) of a subject of
consciousness, the presence of phenomenal qualia, the presence of intentionality and
hence of intentional objects (though presumably very crude ones in the lower forms of
10. The Meaning of Consciousness
If we reject the idealistic idea that, in a sense, consciousness is everything, what, then, is
the meaning of consciousness? Martin Buber beautifully expressed the distance which
any attempt to answer this question must straddle: ‘The conscious mind [in German: der
Geist] appears in time as a product, even as a by-product of nature, but nonetheless it is
precisely the conscious mind that timelessly envelops her.’ (Buber 1983, 32; my
translation.) In this paper, I have offered a sketch of that part of the meaning of
consciousness that is given by the fact that consciousness arises as a product of nature8
(and consciousness can only seem to be a mere by-product of nature). But this natural
(biological) meaning is only a part of the entire meaning of consciousness. The other
part is given by the astonishing fact that this product of nature, which comes into being
at some point in time, seemingly by accident, and maintains itself in existence because
it is advantageous in the struggle for survival, nevertheless reveals to us human beings
the timeless constitution of nature in her totality. How can this be? We have the two
parts of the meaning of consciousness in our hands; what we do not know yet is how
they fit together. If we knew how they fit together, then we would fully comprehend
what the meaning of consciousness is.
I do not think that physicalistic naturalism can find a satisfactory answer to the
question of how the survival-function and the theoria-function of consciousness (as I
call it) fit together. The theoria-function of consciousness, and the universal moral
consciousness that accompanies that function and cannot be found without it, certainly
cannot be explained as an optimization, brought about by environmental pressure, of the
survival-function of consciousness. Humanity would be the ruler of this earth even if it
had never left the level of conscious intelligence that homo habilis had. It was, of
course, cultural evolution that initiated the theoria-function of consciousness and
brought it to its present height. But what initiated cultural evolution?
Nothing less than a divine spark of enlightenment, I submit. At a certain point in
time, humans – they were already survivors and in this sense capax naturae – became
by divine grace capax Dei. They became able (in principle) to know God to the extent
He chooses to reveal Himself, and able (in principle) to be like Him to the point of
being images of Him as creator. But since the totality of nature – all creation – is the
larger part of God’s self-revelation and the prototype of His doings, humans became at
the same time also able (in principle) to know nature in her totality and to transform her
morally responsibly in the light of that knowledge. They, who were already capax
naturae, became not only capax Dei but also capax naturae secundum imaginem Dei.
Buber, M. 111983 Ich und Du [I and Thou], Darmstadt: Wissenschaftliche
Chalmers, D. 1996 The Conscious Mind. In Search of a Fundamental Theory, New
York/Oxford: Oxford University Press.
Dennett, D. C. 1991 Consciousness Explained, Boston/New York/London: Little,
Brown and Company.
Husserl, E. 1970 The Crisis of European Sciences and Transcendental Phenomenology:
An Introduction to Phenomenological Philosophy, trans. D. Carr, Evanston:
Northwestern University Press.
Kant, I. 1998 Critique of Pure Reason, trans. P. Guyer and A. W. Wood, Cambridge:
Cambridge University Press.
Meixner, U. 2003 ‘Die Aktualität Husserls für die moderne Philosophie des Geistes’
[‘The Relevancy of Husserl for the Modern Philosophy of Mind’], in U. Meixner
and A. Newen (eds.) Seele, Denken, Bewusstsein, Berlin: De Gruyter.
Meixner, U. 2004 The Two Sides of Being. A Reassessment of Psycho-Physical
Dualism, Paderborn: mentis.
1 See Dennett 1991.
2 See Chalmers 1996. Chalmers merely upholds the logical epiphenomenality of consciousness, not the nomological epiphenomenality. But he sometimes speaks as if logical epiphenomenality were
3 This initial segment will have a first moment if the history of the world has a first moment, or be of infinite duration into the past if the history of the world is of indefinite duration into the past.
4 I am grateful to Alvin Plantinga for having drawn my attention to this.
5 Concerning Husserl’s criticism of naturalism and his comprehensive notion of consciousness, see
6 If it had not become common these days to associate with the term “phenomenal consciousness” the
impoverished sense of purely qualitative consciousness, it would not be amiss to call the notion of
consciousness I adhere to “phenomenal consciousness.” In order to understand this term in the sense in which I would agree to use it for my conception of consciousness, one must understand it in the way Husserl – the originator of Phenomenology – would have understood it, i. e., such that phenomenality
does not preclude either abstractness or structure.
7 I am grateful to Josef Quitterer for his comments on this paper, which made clear to me the need to say more about my concept of consciousness.
8 More on this subject can be found in Meixner 2004.
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