The proposal for a European
project for archival training: Dutch innovation in records education and
training
Thijs Laeven
Archiefschool, Amsterdam, The Netherlands
Introduction
The project, E-term, seeks to develop a common European
framework model for electronic records training, to produce a core
curriculum and to pilot the model in three EU regions. E-term,
the European Training programme in Electronic Records Management for
administrators and archivists, provides an opportunity to build on
existing experience and develop a Europe-wide training course. In
particular, E-term seeks to continue, extend and adapt the five
day seminar cycle on digital archives that is currently and successfully
being executed in the Netherlands. This seminar cycle was invented and
developed by the Netherlands Archiefschool.
This paper will give a sketch of the Dutch seminar cycle and outline
the European developments in the field. The complementary paper by
Elizabeth Shepherd will discuss the project proposal, funding and the
results to date.
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The five day seminar cycle
Fast developments in information technology (IT) and their impact on
modern record keeping and archival research and practice require records
managers and archivists to be trained to deal with the consequences of
these developments. In response to this, the Netherlands Archiefschool
has run a training course since 1997 which consists of a cycle of five
seminars. An essential aspect is that participants learn to consider the
developments from the point of view of their own role, responsibilities
and functions, in order to define a strategy and policy for the
management of electronic records in the organisation for which they
work. The target group for this course is senior records managers and
archivists working in both government and private organisations, as well
as in archives. The seminar cycle’s motto is “change of
perspective” and its subtitle is “towards a new role for the
records manager and the archivist”.
This paper will, first, compare the future and traditional record
keeping roles. It will emphasize the main points of view from which the
change of perspective can be attempted. It will then present the leading
pedagogical concepts that underlie the design of the course, crucially,
the so-called learning cycle. Next, it will present the results of the
evaluation of the series of courses that have been executed since 1997
and the measures the Archiefschool has taken to improve the contents and
the concept.
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“Towards a new role”
In the view of the developers of the Dutch seminar cycle, the records
manager and archivist must develop himself or herself into the
specialist who is engaged, from the earliest possible moment, in
defending the interests of record keeping and archiving in the company
of information, organisation and IT specialists, who are generally not
concerned with records. The following table shows the traditional and
the future conception of the role of the records manager and the
archivist, and indicates the path that has to be completed eventually in
order to assume the new role.
Conception of the traditional and
the future role of the records manager and archivist
Traditional role |
Future role |
- orientation from one single discipline (specialisation and narrow mindedness)
|
- orientation from the integration of disciplines and open mindedness
|
- object or document orientation
|
- process orientation (primary and supportive processes are interwoven)
|
- monitoring the flow of physical documents and records (‘tracking and tracing’)
|
- managing the flow of digital documents and records with respect to their function and their context
|
- reactive attitude: ‘wait-and-see’
|
- pro-active attitude towards (mostly internal) clients: ‘I-can-help-you’
|
- operating at the back end of business processes — ‘confined to the basement’ (operational role)
|
- operating at the front end of processes, supervising the whole life cycle and maximising the defence of record keeping and archival interests (strategic role)
|
- recordkeeping and archive functions strictly separated
|
- from a “records continuum” point of view both functions have the same concerns and face the same challenges
|
The five day seminar cycle supports this migration to a new role by
the transfer of expertise. This required the development of a rather new
pedagogical concept.
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The pedagogical concept
The leading elements in this concept were as follows:
- Dual learning: there should be a continuous movement from “theory” to “practice” and back.
- Active learning: all of the material should be designed to enable
students to formulate and analyze the problems they face or expect to
face in their organizations and to work out solutions and to contribute
to designing and implementing a policy for electronic records
management.
- Experience-based learning: students are challenged to bring their
experiences (successes and failures) and to learn how to exploit them as
learning moments. These individual experiences will be enriched by
treatment within the student group and by the experiences of the
workshop leader and of the ‘best practices’ in the case
studies.
- Anticipation learning: the course material should facilitate
learning by anticipation in preparing students to read texts that are
not designed for use in training circumstances. This can be done by
introducing the text, highlighting the main points, and by giving
steering or control questions.
- Network learning: the students are invited to use intranet or
internet facilities to communicate with each other and with the seminar
leaders and to find interesting material from all over the world.
- Collegial learning: the seminar cycle should stimulate collegial
learning. It is not designed to transfer all of the required
competences. On the contrary, it should bring about readiness to
transfer expertise between colleagues and awareness to learn from others
who might also learn from you.
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The cycle of learning
In fact, this is the major design principle for the seminar cycle.
Each of the five days presents a learning cycle in itself which consists
of four phases:
- Orientation: preparation by reading state-of-the-art literature
which is embedded in a pedagogical context.
- Exploration: adding experiences to the “theoretical”
insights that result from the reading of the preceding phase.
- Application off-the-job: application to well designed cases in a
“secure” context during the seminar days.
- Application on-the-job: application in daily practice and
transferring new ideas and concepts to the employing organisation.
This learning cycle is illustrated in the following graph:
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Students’ reactions and evaluation
The seminar cycle has run five times since the fall of 1997, and new
cycles are scheduled for the coming months. Nearly 100 students have
followed the course. Recently, we evaluated the course and collected
students’ and teachers’ reactions and suggestions. Although
some adaptations have proved necessary since 1997 they have not affected
the basic principles. Adaptations mainly concerned the replacement of
learning materials by actual versions of texts and legislation.
The students and the seminar leaders are very positive about the
design and the pedagogical principles that underlie the material they
have worked with: the seminars are very well structured. Criticisms deal
with the relationship between the seminar cycle and the daily work
practices of students. Too few students complete their practical tasks
successfully. The seminar cycle is quite far ahead of developments in
employing organisations, which limits the opportunities for transfer of
learning. The students are ready to propose a new policy for electronic
records management, but the organisations are not ready to implement it.
In future, effective learning in the ‘application
off-the-job’ phase will be stressed by developing two new cases
which will be used as a common thread through each of the five seminar
days. Of course the seminar cycle should not only affect the students,
but should, crucially, influence their organisations. So application
on-the-job remains an important objective. One could start to use a kind
of “learning agreement” in order to stimulate organisations
both to send staff to the course and to accept changes, and so offer a
rich context for the transfer of learning. At the intake of new students
such an agreement should make clear to all parties the common objectives
of the individual student and of the organisation in which she or he is
employed. These objectives must stress opportunities for the transfer of
learning. This probably implies more restricted admission to the course
but it should reduce frustration.
Further innovations of the seminar cycle could include such
developments as distance learning.
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Taking the project forward in a European context
In June 1997, a presentation of the Dutch seminar cycle, presented at
an experts’ meeting held in the Hague, Netherlands, enthused
colleagues from all over Europe.[1] We were invited to translate it into English. At
the same time, an evaluation by Torbjörn KJÖLSTAD challenged us to
investigate the possibility of incorporating the course into a distance
learning system.[2] In time this led to a collaborative project, E-term, the
European Training programme in Electronic Records Management for
administrators and archivists, which is discussed in Elizabeth
Shepherd’s complementary paper.
[1] European Experts’ meeting on electronic records: Proceedings
18 June 1997 (The Hague: Rijksarchiefdienst, 1997) Thijs Laeven,
‘Change of perspective — towards a new role for the records manager
and the archivist’, 25–33
[2] European Experts’ meeting on electronic records: Proceedings
18 June 1997 (The Hague: Rijksarchiefdienst, 1997) ‘Evaluation of
curricula’, 42–50
Extended abstract :: Full text :: Powerpoint show [80 Kb]
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